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MIMICS REIT System Overview

MIMICS Real Estate Investment Trust System for Windows allows your firm to streamline and automate the processing for registrar, paying agent and transfer agent. The MIMICS REIT System will organize and simplify your processing requirements by handling any number of real estate investments and supporting functions, such as printing and inventorying certificates, printing checks, and reporting to appropriate taxing authorities. The system is available with a basic feature set that includes the paying agent, registrar, and transfer agent features.

More than a simple tracking system, the MIMICS REIT System handles all aspects of the registrar, paying agent and transfer agent. A new issue is added to the system and is identified by CUSIP, ISIN or a generic identification number. The number of certificates are entered for inventory purposes. Each issue can be set up with a user-defined "template" which defines the format of your certificates and receipts.

New subscriptions can be set up and cash contributions can be accepted until time to issue the REIT. The system will assure that the issue is fully subscribed. If over-subscribed, the system will issue checks pro rata for the over-subscriptions. The REIT can be issued in certificate or book entry form and it can be issued in either full or fractional shares.

Any permutation of transfers can occur. Full or partial blocks from multiple holders can be sold (transferred) to multiple holders. The form of the new shares can be certificate, book entry or even a combination. Registration transfers can be used to change the REIT form from certificate to book entry and visa versa. The information regarding the transfer can be printed on the transfer journal or can be viewed on the screen.

Dividends are pre-processed into a pending dividends file. Once the pending file is acceptable, with the correct amount and payment method (Check, DDA, Savings, or Reinvest), the dividend is finalized, which produces the checks, accounting entries, and reinvestment records.

Failed dividend records can be replaced, whether they remain with the same payment method or are replaced by a different payment method.

Brokers and sales reps are tracked on the customer level. Commission records are automatically produced, using the pre-initialized commission rates, for initial investments or dividend reinvestments.

Commission Reports can be produced for any date range, historical or present, with page breaks for each Broker, listing the Sales Representative, Customer, Rate, Amount, and Commission Amount. Commissions can be paid through the system by check or ACH. REIT dividends are processed on the year of the Record Date (or Declared Date).

At the end of the tax year, dividend amounts can be separated in bulk into three categories for tax reporting purposes: Regular Non-Qualifying Dividends, Capital Disbursements, and Long Term Capital Gains. The tax records are pre-processed into a pending table that can be adjusted if necessary.

The entire REIT can be repriced periodically. All new purchases or reinvestments will default to the current price. The system maintains information by groups of investors, and limits may be placed on percentage of ownership by the individual. A full history of all transactions is maintained automatically. If you need a report not resident on the system, the system has an optional built-in report writer. With a report writer, you can easily print reports for management or for your own use. Equally as easy is displaying information on the screen. You can export information from the History File to databases, spreadsheets or word processors.

Reports can be printed and written to a file, multiple printers can be utilized and multiple levels can be defined for password access. The system has on-line Help and pop-up boxes for assistance in making entry selections.

The MIMICS Real Estate Investment Trust System is a system that can grow with your firm’s needs. There is no software limit to the number of holders or issues you can maintain. The system can run multi-user on a Windows or Novell network.

If you would like more information about our products and services, please fill out an online form or send us an email.

Product Features
Major Functions
  • Registrar
    • Paying Agent
      • Transfer Agent
        • Pledging
          • Escrow Funds (Payment)
            • New REIT
              • Unlimited Number Of REIT Issue
                • Issues Identified By CUSIP, ISIN or Other
                  • Accounts For Authorized Shares
                    • Book Entry Or Certificate Form
                      • Accounts For Authorized Certs
                        • Tracks Lost or Destroyed Shares
                          • Cert Templates Assigned By Issue
                            • Receipt Templates Assigned By Issue
                              • Holders
                                • Maintains Name & Address
                                  • Payees May Be Different From Holders
                                    • Tracks W9s & W8s
                                      • Tracks Backup Withholding
                                        • Records Demographic Data
                                          • Holder Receives Statements In Specified Currency
                                            • Security & Audit
                                              • Multi-Level Passwording
                                                • Passwording By Menu Item
                                                  • Password Aging
                                                    • Complete Chronological Audit Trail
                                                      • REIT Issuance
                                                        • Issued To Any Number Of Holders
                                                          • Number Of Shares Issued Updated Real-Time
                                                            • Number Of Certs Issues Updated Real-Time
                                                              • Issued In Book Entry Or Cert Form
                                                                • Easily Re-Issue Lost or Destroyed Shares
                                                                  • Limit Issue Shares Beyond Authorized Number
                                                                    • Ownership Restricted By User-Defined Percentage
                                                                      • Each Issue Has Its Own Cert/Receipt Format
                                                                        • Fractional Shares Optionally Issued
                                                                          • Security Retained By CUSIP, ISIN, BIC, etc.
                                                                            • New Subscriptions
                                                                              • Accepts Cash Contributions
                                                                                • Cannot Be Issued Unless Fully Subscribed
                                                                                  • Over-Subscription Refund Checks Made Pro Rata
                                                                                    • Transfers
                                                                                      • Easily Transfer REIT Shares
                                                                                        • Transfer Partial Holdings
                                                                                          • Transfer Whole Or Partial Shares
                                                                                            • Transfer In Cert or Book Entry Form
                                                                                              • Only Available Shares May Be Transferred
                                                                                                • Transfer From One Issue to Another Retired Issue
                                                                                                  • Dividends
                                                                                                    • Cash or PIK Dividends
                                                                                                      • Monitors Record, Ownership & Payment Date
                                                                                                        • Manages Funds For Payment
                                                                                                          • Allows Dividend Reinvestment Discount
                                                                                                            • Tracks # Of Dividend Periods For Each Issue
                                                                                                              • Checks Printed For Cash Dividends
                                                                                                                • Checks Printed On Blank Safety Stock
                                                                                                                  • Reissued Checks Printed
                                                                                                                    • Track Reissued Checks
                                                                                                                      • Check Register Tracks Cleared Checks
                                                                                                                        • Cancellations
                                                                                                                          • Track Cancellation Reason
                                                                                                                            • Cancellation on Checks
                                                                                                                              • Cash Contributions
                                                                                                                                • Allows Cash Contributions For Specified Holders
                                                                                                                                  • Allows Cash Contributions For Specified Issues
                                                                                                                                    • Tracking
                                                                                                                                      • Tracks Percentage Owned By Individuals
                                                                                                                                        • Tracks Percentage Owned By Groups
                                                                                                                                          • D&O Goverment Reporting
                                                                                                                                            • User Defined Features
                                                                                                                                              • Customize Through Simple Menu
                                                                                                                                                • User Defined Fields & Captions
                                                                                                                                                  • General Features
                                                                                                                                                    • Online, Text Sensitive Help
                                                                                                                                                      • All Selections Aided By Prompt Menus
                                                                                                                                                        • IRS Reporting
                                                                                                                                                          • 1099 Tickets Printed
                                                                                                                                                            • 1099 Reported On Electronic Media
                                                                                                                                                              • Backup Withholding
                                                                                                                                                                • Historical Reporting
                                                                                                                                                                  • Detailed Transaction Activity
                                                                                                                                                                    • Activity For Statements
                                                                                                                                                                      • Display Screens
                                                                                                                                                                        • Certificate Display Holders List By Account #
                                                                                                                                                                          • SH List By Account # with Book Value
                                                                                                                                                                            • SH List By Short Name
                                                                                                                                                                              • SH List By CUSIP/Account #
                                                                                                                                                                                • SH List By CUSIP/Short Name
                                                                                                                                                                                  • Shareholders Groups
                                                                                                                                                                                    • Daily Transactions
                                                                                                                                                                                      • Ownership Transfer Journal
                                                                                                                                                                                        • Form Printing
                                                                                                                                                                                          • Certs & Receipts User Defined
                                                                                                                                                                                            • Check Format User Defined
                                                                                                                                                                                              • Mailing & Proxy Labels User Defined
                                                                                                                                                                                                • Standard Reporting
                                                                                                                                                                                                  • Active/Inactive Shareholders
                                                                                                                                                                                                    • Daily Transaction Report
                                                                                                                                                                                                      • Cancellation Report
                                                                                                                                                                                                        • Dividend Payment On Payment Date
                                                                                                                                                                                                          • Ownership Transfer Journal
                                                                                                                                                                                                            • Cash Contribution Transaction
                                                                                                                                                                                                              • List Of Securities
                                                                                                                                                                                                                • Shareholders List
                                                                                                                                                                                                                  • Shareholders By % Owned
                                                                                                                                                                                                                    • Shareholder Group
                                                                                                                                                                                                                      • Certificate Inventory
                                                                                                                                                                                                                        • Dividends Due
                                                                                                                                                                                                                          • Year To Date Totals
                                                                                                                                                                                                                            • Reinvestment Statement
                                                                                                                                                                                                                              • Security History
                                                                                                                                                                                                                                • Transaction History
                                                                                                                                                                                                                                  • General Audit Trail
                                                                                                                                                                                                                                    • Departmental Audit Trails
                                                                                                                                                                                                                                      • Check Register
                                                                                                                                                                                                                                        • Holder/Payee Report
                                                                                                                                                                                                                                          • Inactive Account List
                                                                                                                                                                                                                                            • Customer History
                                                                                                                                                                                                                                              • Interfaces
                                                                                                                                                                                                                                                • GL/DDA Export
                                                                                                                                                                                                                                                  • DDA Import


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